Compliance Officer Jobs in Milwaukee

Trust Accountant
Duties: Shadow Accounts. Reconcile custodial accounts with a variety of asset types on a monthly basis, ensuring accurate statement and tax reporting. Assist with the coordination and payment of 65 day and liability distributions including the communication and organization of info

Client Account Manager (Business Development - FSCM)
The candidate will be responsible for providing direct business development support to attorneys, who are highly engaged in business development initiatives, and Client Service Teams. This position is responsible for proactively driving business.

Client and Compliance Specialist
Duties: Review and audit internal account records for compliance with lawsuit requirements. Assist with preparation for external client audits. Compile internal and client-requested reports primarily using Microsoft Excel. Communicate with clients and other departme

Professional Responsibility and Compliance Engagement Analyst
The candidate will be responsible for managing the department's policies, processes, and controls related to its maintenance of the firm's engagement agreements. Oversees the retention and disposition of physical and electronic engagemen

Senior Documentation Specialist
The candidate will be accountable to support all sales forces in the opening, maintenance and closing of NA TPS accounts and services. Will directly impact the bank?s ability to meet regulatory requirements and manage risk through the timely preparation, review and a

Paralegal 3
The candidate should have 5+ years of experience. Will assist the General Counsel and investment team with M & A, general corporate and corporate governance matters for a large portfolio of legal entities and to support the internal legal and compliance function. Responsibilities Includ

Senior Paralegal Specialist
The candidate will research and analysis, factual investigations, and other paralegal work to support the delivery of legal advice for all of the Company?s insurance products, including life, disability income, and long term care insurance, and annuities. Work may cover

Senior Paralegal Specialist
The candidate will research and analysis, factual investigations, and other paralegal work to support the delivery of legal advice for all of the Company?s insurance products, including life, disability income, and long term care insurance, and annuities. Work may cover

Conflicts Analyst
The candidate has responsibility for the entire conflict research and identification process as it relates to new business of the firm, from research and identification through resolution and clearance. This will include preparing initial conflicts analysis, providing support to f

Insurance Paralegal ? Compliance
The candidate will establish and manage regulatory compliance requirements for insurance agencies (employee agents, independent agents and call centers), including licensure, all forms of marketing (telephone, email, written and in person), and complaint resolution;

Public Defender
The candidate will provide complex professional support, work independently on projects, investigate cases, and prepare legal documents. Conducts client intake and evaluates indigency. Investigates cases and gathers information to assist attorneys in case preparation. Assists in the